When regulators, boards or stakeholders require assurance, organisations need clear, independent insight into their compliance and control environment.
CRS delivers compliance remediation support including: compliance audits, independent reviews and remediation support that stand up to regulatory scrutiny.
Organisations must demonstrate a structured, evidence-based approach to compliance remediation and continuous improvement. Without reliable evidence and clear governance, responding to regulatory scrutiny becomes significantly more challenging.
We conduct comprehensive reviews of risk and compliance frameworks, controls and governance arrangements to identify weaknesses and improvement opportunities.
This dedicated module in CRS Certus enables APRA-regulated entities and investment firms to rigorously test, review and validate control effectiveness. Our compliance consultants have a deep understanding of APRA prudential and governance requirements.
We help organisations design, implement and monitor compliance remediation programs that address regulatory findings and strengthen future risk and compliance outcomes.
Our team provides strategic guidance and regulatory compliance support during interactions with ASIC, APRA, AUSTRAC and other regulators. We assist organisations in navigating complex regulatory obligations, strengthening governance frameworks, managing regulatory reviews and responding to evolving regulatory requirements.
We assess whether controls are operating effectively and delivering the outcomes they were designed to achieve.
Gain months of visibility over upcoming obligations, accountabilities and regulatory deadlines through a centralised compliance calendar designed to support planning, oversight and timely action.
Our compliance consultants have supported some of Australia’s most complex compliance reviews, remediation programs and regulatory matters for more than 20 years.
Our practitioners have been engaged as independent experts, advisers and specialist reviewers across a range of regulatory, compliance and governance matters, bringing credibility and practical experience to every review.
A risk and compliance audit is an independent review of an organisation’s governance, risk and compliance framework to assess whether regulatory obligations are being met effectively.
In financial services, compliance audits typically examine controls, policies, reporting processes and governance structures to identify gaps, weaknesses and areas of non-compliance against applicable ASIC, APRA and AUSTRAC requirements. CRS conducts independent reviews of governance frameworks, risk frameworks and operational controls, helping organisations strengthen accountability, improve oversight and demonstrate ongoing regulatory compliance.
Organisations generally require a compliance audit or independent review in response to:
These reviews provide structured, evidence-based insight into compliance performance, governance and control effectiveness.
We apply structured evidence collection and reporting methodologies that maintain a clear, auditable trail and support regulatory and Board-level reporting requirements.
Yes. Our team has extensive experience providing independent oversight, validation and expert review services in support of regulatory and remediation programs. This includes providing objective assessment, validating remediation outcomes and supporting formal regulatory review or enforcement processes where independent assurance is required.
CRS supports remediation programs by designing structured, auditable remediation plans that address regulatory findings in a controlled and transparent way. This includes defining remediation actions, tracking progress, validating control improvements and ensuring evidence is appropriately documented for applicable regulatory review, including by ASIC, APRA or AUSTRAC.
A regulatory remediation program typically includes:
CRS structures remediation programs to be measurable, evidence-based and defensible under regulatory scrutiny.
